I hold the current licenses, since 1997, Series 3 and 30. I am a registered CTA (Commodity trading advisor). I also have completed the necessary requirements to offer Security Futures contracts.I am currently registered and in good standing with the NFA and CFTC, as well as passed all required courses in regards to Ethics training. I have passed a 10 year Federal Background investigation check, multiple 100 point regulatory audits and my fingerprints are on file.